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Annexure A
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Data for every month ending (December 2021)
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 2 3 4 5 6 7 8
1 SEBI(SCORES) 1 0 1 0 1 2
2 Stock Exchanges 0 0 0 0 0 0
3 Other Sources (ifany) (DP related) 0 0 0 0 0 0
4 Grand Total 1 0 1 0 1 2
Trend of monthly disposal of complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1 2 3 4 5 6
1 December 2021 1 0 0 0
Grand Total 1 0 0 0
  • *Should include complaints of previous months resolved in the current month, if any.
  • **Should include total complaints pending as on the last day of the month, ifany.
  • ^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of annual disposal of complaints
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
1 2019-20 0 23 23 0
2 2020-21 0 40 40 0
GrandTotal 0 63 63 0

PMS

Data for every month ending (December 2021)
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 2 3 4 5 6 7 8
1 SEBI(SCORES)
2 Stock Exchanges
3 Other Sources (ifany) (DP related)
4 Grand Total
Trend of monthly disposal of complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1 2 3 4 5 6
GrandTotal
  • *Should include complaints of previous months resolved in the current month, if any.
  • **Should include total complaints pending as on the last day of the month, ifany.
  • ^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of annual disposal of complaints
SN Year Carried forward from previousyear Received during the year Resolved during the year Pending at the end of the year
1 2019-20
2 2020-21
GrandTotal

Merchant Banking

Data for every month ending (December 2021)
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 2 3 4 5 6 7 8
1 SEBI(SCORES)
2 Stock Exchanges
3 Other Sources (ifany) (DP related)
4 Grand Total
Trend of monthly disposal of complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1 2 3 4 5 6
GrandTotal
  • *Should include complaints of previous months resolved in the current month, if any.
  • **Should include total complaints pending as on the last day of the month, ifany.
  • ^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of annual disposal of complaints
SN Year Carried forward from previousyear Received during the year Resolved during the year Pending at the end of the year
1 2019-20
2 2020-21
GrandTotal

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Attention Investors

  • Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  • Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  • Pay 20% upfront margin of the transaction value to trade in cash market segment.
  • Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  • Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors