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Annexure A
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Annexure A1
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Data for Every Month Ending - August 2022
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 2 3 4 5 6 7 8
1SEBI(SCORES)000000
2 Stock Exchanges110202
3Other Sources (ifany) (DP related)010103
4Grand Total120305
Trend of Monthly Disposal of Complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1 2 3 4 5 6
1December 20211000
2January 20220321
3February 20221230
4March 20220220
5April 20220202
6May 20222222
7June 20221221
8July 20221230
9Aug 20220413
13Grand Total619159
  • *Should include complaints of previous months resolved in the current month, if any.
  • **Should include total complaints pending as on the last day of the month, ifany.
  • ^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of Annual Disposal of Complaints
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
12019-20023230
22020-21040400
32021-22035350
6Grand Total098980

PMS

Data for Every Month Ending - August 2022
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1SEBI(SCORES)000000
2 Stock Exchanges000000
3Other Sources (ifany) (DP related)000000
4Grand Total000000
Trend of Monthly Disposal of Complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1December 20210000
2January 20220000
3February 20220000
4March 20220000
5April 20220000
6May 20220000
7June 20220000
8July 20220000
9Aug 20220000
13Grand Total0000
  • *Should include complaints of previous months resolved in the current month, if any.
  • **Should include total complaints pending as on the last day of the month, ifany.
  • ^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of Annual Disposal of Complaints
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
12019-200000
22020-210000
32021-220000
6Grand Total0000

Merchant Banking

Data for Every Month Ending - August 2022
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1SEBI(SCORES)000000
2 Stock Exchanges000000
3Other Sources (ifany) (DP related)000000
4Grand Total000000
Trend of Monthly Disposal of Complaints
SN Month Carried forward from previous month Received Resolved* Pending**
3December 20210000
4January 20220000
5February 20220000
6March 20220000
7April 20220000
8May 20220000
9June 20220000
10July 20220000
11Aug 20220000
15Grand Total0000
  • *Should include complaints of previous months resolved in the current month, if any.
  • **Should include total complaints pending as on the last day of the month, ifany.
  • ^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of Annual Disposal of Complaints
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
12019-200000
22020-210000
32021-220000
6Grand Total0000

Research

Data for Every Month Ending - August 2022
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1SEBI(SCORES)000000
2 Stock Exchanges000000
3Other Sources (ifany) (DP related)000000
4Grand Total000000
Trend of Monthly Disposal of Complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1December 20210000
2January 20220000
3February 20220000
4March 20220000
5April 20220000
6May 20220000
7June 20220000
8July 20220000
9Aug 20220000
13Grand Total0000
  • *Should include complaints of previous months resolved in the current month, if any.
  • **Should include total complaints pending as on the last day of the month, ifany.
  • ^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.
Trend of Annual Disposal of Complaints
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
12019-200000
22020-210000
32021-220000
6Grand Total0000

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