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Annexure A
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Annexure A1
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Data for Every Month Ending - December 2022
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 2 3 4 5 6 7 8
1Directly from Investors0303007
2SEBI(SCORES)0000000
3 Stock Exchanges1120200
4Other Sources (ifany) (DP related)0000000
Grand Total1423207
Trend of Monthly Disposal of Complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1 2 3 4 5 6
1December 20211000
2January 20220321
3February 20221230
4March 20220220
5April 20220202
6May 20222222
7June 20221221
8July 20221230
9August 20220413
10September 20223562
11October 20222011
12November 20221661
13December 20221432
Grand Total13342815
  • * Includes complaints of previous months resolved in the current month, if any
  • ** Includes total complaints pending as on the last day of the month, if any.
  • ^ Average resolution time is the sum of total of time taken to resolve each complaint in the current month divided by the total number of complaints resolved in the current month
Trend of Annual Disposal of Complaints
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
12019-20023230
22020-21040400
32021-22035350
Grand Total098980

PMS

Data for Every Month Ending - December 2022
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1Received directly from Investors000000
2SEBI(SCORES)000000
3Other Sources (ifany) 000000
Grand Total000000
  • ^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month
Trend of Monthly Disposal of Complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1December 20210000
2January 20220000
3February 20220000
4March 20220000
5April 20220000
6May 20220000
7June 20220000
8July 20220000
9August 20220000
10September 20220000
11October 20220000
12November 20220000
13December 20220000
Grand Total0000
  • * Inclusive of complaints of previous months resolved in the current month
  • # Inclusive of complaints pending as on the last day of the month
Trend of Annual Disposal of Complaints
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
12019-200000
22020-210000
32021-220000
Grand Total0000
  • ** Inclusive of complaints of previous months resolved in the current month
  • ## Inclusive of complaints pending as on the last day of the year

Merchant Banking

Data for Every Month Ending - December 2022
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1Directly fron Investors000000
2SEBI(SCORES)000000
3Stock Exchanges (if relevant)000000
4Other Sources (ifany)000000
Grand Total000000
Monthly trend for financial year
SN Month Carried forward from previous month Received Resolved* Pending**
1December 20210000
2January 20220000
3February 20220000
4March 20220000
5April 20220000
6May 20220000
7June 20220000
8July 20220000
9August 20220000
10September 20220000
11October 20220000
12November 20220000
13December 20220000
Grand Total0000
  • ^ average Resolution time is th sum total of time taken to resolve each complaint in days, in the current month divided by the total number of complaints resolved in the current month
  • * Inclusive of complaints of previous months resolved in the current month
  • # Inclusive of complaints pending as on the last day of the month
Last 3 year's trend
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
12019-200000
22020-210000
32021-220000
Grand Total0000

Research

Data for Every Month Ending - December 2022
SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1Directly from Investors000000
2SEBI(SCORES)000000
3Other Sources (ifany) 000000
Grand Total000000
  • ^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of Monthly Disposal of Complaints
SN Month Carried forward from previous month Received Resolved* Pending**
1December 20210000
2January 20220000
3February 20220000
4March 20220000
5April 20220000
6May 20220000
7June 20220000
8July 20220000
9August 20220000
10September0000
11October 20220000
12November 20220000
13December 20220000
Grand Total0000
  • * Inclusive of complaints of previous months resolved in the current month.
  • # Inclusive of complaints pending as on the last day of the month.
Trend of Annual Disposal of Complaints
SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
12019-200000
22020-210000
32021-220000
Grand Total0000
  • * Inclusive of complaints of previous years resolved in the current year
  • # Inclusive of complaints pending as on the last date of the year

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Attention Investors

  • Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  • Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  • Pay 20% upfront margin of the transaction value to trade in cash market segment.
  • Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  • Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors